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Bibliographic Details
Title:European Banking Union
Brussels commentary
Additional Title:Brussels commentary on the European Banking Union
From: edited by Jens-Hinrich Binder, Christos V. Gortsos, Klaus Lackhoff, Christoph Ohler
Person: Binder, Jens-Hinrich
1974-
aut
edt
Gortsos, Christos V.
Lackhoff, Klaus
Ohler, Christoph
1967-
Main Authors: Binder, Jens-Hinrich 1974- (Author, Editor), Gortsos, Christos V. (Author, Editor), Lackhoff, Klaus (Author, Editor), Ohler, Christoph 1967- (Author, Editor)
Format: Book
Language:English
Published: Baden-Baden, Germany Nomos 2022
München, Germany Beck
Oxford, United Kingdom Hart
Edition:First edition
Subjects:
Europäische Union > SSM-Verordnung
Europäische Union
Baurecht
Bankenaufsicht
Bankenrecht
Bankengemeinschaft
Europarecht
Bankenunion
Kommentar
Online Access:http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=030300667&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA
http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=030300667&sequence=000003&line_number=0002&func_code=DB_RECORDS&service_type=MEDIA
Physical Description:XXIX, 1254 Seiten
ISBN:9783848734887
3848734885
9783406714566
9781509963898
Staff View

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Record in the Search Index

_version_ 1828126458540720128
adam_text CONTENTS Preface . Authors . Abbreviations . List of Cases . V XI XV XXI SINGLE SUPERVISORY MECHANISM REGULATION Art. 1 Art. 2 Art. 3 Art. 4 Art. 5 Art. 6 Art. 7 Art. 8 Art. 9 Art. 10 Art. 11 Art. 12 Art. 13 Art. 14 Art. 15 Art. 16 Art. 17 Art. 18 Art. 19 Art. 20 Art. 21 Art. 22 Art. 23 Art. 24 Art. 25 Art. 26 Art. 27 Art. 28 Art. 29 Art. 30 Art. 31 Art. 32 Art. 33 Art. 34 Subject matter and scope . 1 Definitions . 13 Article 2 SSM Framework Regulation Definitions . 13 Cooperation . 23 Tasks conferred on the ECB . 37 Macro-prudential tasks and tools . 85 Arts. 103-105 SSM Framework Regulation . 89 Cooperation within the SSM . 92 Close cooperation with the competent authorities of participating Member States whose currency is not the euro . 133 International relations . 141 Supervisory and investigatory powers . 146 Request for information . 158 General investigations . 171 On-site inspections . 177 Authorisation by a judicial authority . 178 Authorisation . 189 Assessment of acquisitions of qualifying holdings . 215 Supervisory powers . 235 Powers of host authorities and cooperation on.supervision on a consolidated basis. 251 Arts. 8-17 SSM Framework Regulation . 252 Administrative penalties . 264 Independence . 277 Accountability and reporting . 288 National parliaments . 302 Due process for adopting supervisory decisions . 307 Reporting of violations . 318 Administrative Board of Review . 321 Separation from monetary policy function . 341 Supervisoryboard . 354 Professional secrecy and exchange of information . 381 Resources . 404 Budget and annual accounts . 409 Supervisory fees . 413 Staff and staff exchange . 421 Review . 428 Transitional provisions . 445 Entry into force . 451 SINGLE RESOLUTION MECHANISM REGULATION Art. 1 Art. 2 Art. 3 Art. 4 Art. 5 Art. 6 Subject matter Scope Definitions Participating Member States Relation to Directive 2014/59/EU and applicable national law . General Principles . 453 461 463 479 483 497 VII Contents Art. 7 Division of tasks within the SRM . Art. 8 Resolution plans drawn up by the Board . Art. 9 Resolution plans drawn up by national resolution authorities . Art. 10 Assessment of resolvability . Art. 10a Power to Prohibit Certain Distributions . Art. 11 Simplified obligations for certain institutions . Arts. 12֊12k Minimum requirements . Art. 13 Early intervention . Art. 14 Resolution Objectives . Art. 15 General principles governing resolution . Art. 16 Resolution of financial institutions and parent undertakings . Art. 17 Order of priority of claims . Art. 18 Resolution procedure . Art. 19 State aid and Fund aid . Art. 20 Valuation for the purposes of resolution . Art. 21 Write-down and conversion of capital instruments oreligible liabilities . Art. 22 General principles of resolution tools . Art. 23 Resolution Scheme . Art. 24 Sale ofbusiness tool . Art. 25 Bridge Institution Tool . Art. 26 Asset separation tool . Art. 27 Bail-in tool . Art. 28 Monitoring by the Board . Art. 29 Implementation of decisions under this Regulation . Art. 30 Obligation to cooperate and information exchange within the SRM . Art. 31 Cooperation within the SRM . Art. 32 Consultation of, and cooperation with, non-participating Member States and third countries 918 Art. 33 Recognition and enforcement of third-country resolution proceedings . Art. 34 Requests for information . Art. 35 General investigations . Art. 36 On-site inspections . Art. 37 Authorisation by a judicial authority . Art. 38 Fines . Art. 39 Periodic penalty payments . Art. 40 Hearing of the persons subject to the proceedings . Art. 41 Disclosure, nature, enforcement and allocations of fines and periodic penalty payments 948 Art. 42 Legal status . Art. 43 Composition . Art. 44 Compliance with Union law . Art. 45 Accountability . Art. 46 National parliaments . Art. 47 Independence . Art. 48 Seat . Art. 49 Participation in plenary sessions . Art. 50 Tasks . Art. 51 Meeting of the plenary session of the Board . Art. 52 General provisions on the decision-making process . Art. 53 Participation in the executive sessions . Art. 54 Tasks . Art. 55 Decision-making . Art. 56 Appointment and tasks . Art. 57 Resources . Art. 58 Budget . Art. 59 Part I of the budget on the administration of the Board . Art. 60 Part II of the budget on the Fund . Art. 61 Establishment and implementation of the budget . Art. 62 Internal audit and control . Art. 63 Implementation of the budget, presentation of accounts and discharge . Art. 64 Financial rules . Art. 65 Contributions to the administrative expenditures of the Board . VIII 506 518 534 537 552 562 573 608 619 631 648 653 666 690 699 717 732 738 741 754 763 767 847 854 881 895 921 927 932 935 936 941 946 947 950 953 955 955 965 968 973 975 980 988 994 997 1002 1008 1010 1016 1023 1030 1035 1041 1047 1054 1061 1069 Contents Art. 66 Anti-fraud measures . Introduction to Arts. 67-74 SRMR . Art. 67 Genera! provisions . Art. 68 Requirement to establish resolution financing arrangements . Art. 69 Target level . Art. 70 Ex-ante contributions . Art. 71 Extraordinary ex-post contributions . Art. 72 Voluntary borrowing between resolution financing arrangements . Art. 73 Alternative funding means . Art. 74 Access to financial facility . Art. 75 Investments . Art. 76 Mission of the Fund . Art. 77 Use of the Fund . Art. 78 Mutualisation of national financing arrangements in the case of group resolution involving institutions in non-participating Member States . Art. 79 Use of deposit guarantee schemes in the context of resolution . Art. 80 Privileges and immunities . Art. 81 Language arrangements . Art. 82 Staff. Art. 83 Staff exchange . Art. 84 Internal committees . Art. 85 Appeal Panel . Art. 86 Actions before the Court of Justice . Art. 87 Liability of the Board . Art. 88 Professional secrecy and exchange of information . Art. 89 Data protection . Art. 90 Access to documents . Art. 91 Protection of classified and sensitive non-classified information . Art. 92 Court of Auditors . Art. 93 Exercise of the delegation . Art. 94 Review . Art. 95 Amendment to Regulation (EU) No 1093/2010 . Art. 96 Replacement of national resolution financing arrangements . Art. 97 Headquarters Agreement and operating conditions . Art. 98 Start of the Boards activities . Art. 99 Entry into force . 1075 1079 1088 1095 1097 1100 1109 1112 1114 1115 1123 1129 1136 Index 1231 1140 1141 1148 1150 1153 1156 1162 1163 1173 1178 1187 1190 1195 1199 1202 1206 1209 1219 1222 1223 1224 1226 Preface The initiative for setting up the present book dates back to 2016, just after the Bank­ ing Union (BU) became operational. The literature on this field was already significant - and since then has, indeed, exponentially increased, as manifested by the list of refer­ ences in the commented articles. Nevertheless, it was our firm belief that a systematic, article-by-article Commentary of the Single Supervisory Mechanism Regulation (SSMR) and the Single Resolution Mechanism Regulation (SRMR), as well as of the acts adopted in this relation by the European Central Bank (ECB) and the Single Resolution Board (SRB) would be of value for academics, supervisors, regulators, resolution authorities and practitioners who may wish to refer to it. The delay in the publication of this demanding work on the two main pillars of the BU (the third still missing) was mainly due to the substantial amendment, in 2019, in the course of the so-called first “Banking Package”, of the SRMR, as well as of the Capital Requirements Regulation and Directive (CRR and CRD IV, respectively) and of the Bank Recovery and Resolution Directive (BRRD), which constitute the largest part of the single market component of the European banking regulatory law. In order to cover these changes in the Commentary - which have substantially affected, directly or indirectly, the content and interpretation of the SSMR and the SRMR, the publication was postponed. However, developments are constant. New delegated and implementing acts, as well as guidelines and recommendations have been adopted by September 2021, which in principle is the cut-off date for information included in this Commentary, while others are in the making. In that respect, the possibility is not excluded that at the time readers keep this book in their hands, some provisions may have been supplemented by new ones or even amended. This Commentary benefits from the invaluable work of many distinguished col­ leagues, practitioners and academics alike, who have contributed thereto with their insightful analyses. We are indebted to them and wish to cordially thank them for the value they added to this book, as well as for their patience as regards the delays in its finalisation. In the preparation of the manuscripts for publication, valuable assistance has been provided by Mr Raphael Reiss, Ms Claire Marshall and Mr Armin Pezhhan, student research assistants at the Chair of Private Law, Company Law, Banking and Securities Law, Eberhard-Karls-University, Tübingen. Last but not least, we wish to thank our publisher for having accepted to include our book in the Brussels Commentary series, and in particular, Dr. Matthias Knopik, for his substantial contribution to its successful publication.
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author Binder, Jens-Hinrich 1974-
Gortsos, Christos V.
Lackhoff, Klaus
Ohler, Christoph 1967-
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spelling Binder, Jens-Hinrich 1974- (DE-588)124474179 aut edt
European Banking Union Brussels commentary edited by Jens-Hinrich Binder, Christos V. Gortsos, Klaus Lackhoff, Christoph Ohler
Brussels commentary on the European Banking Union
First edition
Baden-Baden, Germany Nomos 2022
München, Germany Beck
Oxford, United Kingdom Hart
XXIX, 1254 Seiten
txt rdacontent
n rdamedia
nc rdacarrier
Europäische Union SSM-Verordnung (DE-588)1261993020 gnd rswk-swf
Europäische Union (DE-588)5098525-5 gnd rswk-swf
Baurecht (DE-588)4004923-1 gnd rswk-swf
Bankenaufsicht (DE-588)4004450-6 gnd rswk-swf
Bankenrecht
Bankengemeinschaft
Europarecht
Bankenunion
(DE-588)4136710-8 Kommentar gnd-content
Europäische Union (DE-588)5098525-5 b
Bankenaufsicht (DE-588)4004450-6 s
Baurecht (DE-588)4004923-1 s
DE-604
Europäische Union SSM-Verordnung (DE-588)1261993020 u
Gortsos, Christos V. (DE-588)1028952872 aut edt
Lackhoff, Klaus (DE-588)172803152 aut edt
Ohler, Christoph 1967- (DE-588)130400157 aut edt
Erscheint auch als Online-Ausgabe, Nomos PDF 978-3-8452-7848-3
Digitalisierung UB Augsburg - ADAM Catalogue Enrichment application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=030300667&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis
Digitalisierung UB Augsburg - ADAM Catalogue Enrichment application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=030300667&sequence=000003&line_number=0002&func_code=DB_RECORDS&service_type=MEDIA Klappentext
spellingShingle Binder, Jens-Hinrich 1974-
Gortsos, Christos V.
Lackhoff, Klaus
Ohler, Christoph 1967-
European Banking Union Brussels commentary
Europäische Union SSM-Verordnung (DE-588)1261993020 gnd
Europäische Union (DE-588)5098525-5 gnd
Baurecht (DE-588)4004923-1 gnd
Bankenaufsicht (DE-588)4004450-6 gnd
subject_GND (DE-588)1261993020
(DE-588)5098525-5
(DE-588)4004923-1
(DE-588)4004450-6
(DE-588)4136710-8
title European Banking Union Brussels commentary
title_alt Brussels commentary on the European Banking Union
title_auth European Banking Union Brussels commentary
title_exact_search European Banking Union Brussels commentary
title_full European Banking Union Brussels commentary edited by Jens-Hinrich Binder, Christos V. Gortsos, Klaus Lackhoff, Christoph Ohler
title_fullStr European Banking Union Brussels commentary edited by Jens-Hinrich Binder, Christos V. Gortsos, Klaus Lackhoff, Christoph Ohler
title_full_unstemmed European Banking Union Brussels commentary edited by Jens-Hinrich Binder, Christos V. Gortsos, Klaus Lackhoff, Christoph Ohler
title_short European Banking Union
title_sort european banking union brussels commentary
title_sub Brussels commentary
topic Europäische Union SSM-Verordnung (DE-588)1261993020 gnd
Europäische Union (DE-588)5098525-5 gnd
Baurecht (DE-588)4004923-1 gnd
Bankenaufsicht (DE-588)4004450-6 gnd
topic_facet Europäische Union SSM-Verordnung
Europäische Union
Baurecht
Bankenaufsicht
Kommentar
url http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=030300667&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA
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AT gortsoschristosv brusselscommentaryontheeuropeanbankingunion
AT lackhoffklaus brusselscommentaryontheeuropeanbankingunion
AT ohlerchristoph brusselscommentaryontheeuropeanbankingunion
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